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Canada's Net Neutrality Enforcement Failure

Friday July 8, 2011
Two years ago, the Canadian Radio-television and Telecommunications Commission conducted a much-publicized hearing on net neutrality, which examined whether new rules were needed to govern how Internet providers managed their networks. While many Internet users remain unaware of the issue, behind the scenes Internet providers employ a variety of mechanisms to control the flow of traffic on their networks, with some restricting or throttling the speeds for some applications.

The Commission unveiled its Internet traffic management practices in October 2009, establishing enforceable guidelines touted as the world’s first net neutrality regulations. Where a consumer complains, Internet providers are required to describe their practices, demonstrate their necessity, and establish that they discriminate as little as possible. Targeting specific applications or protocols may warrant investigation and slowing down time-sensitive traffic likely violates current Canadian law.

While there was a lot to like about the CRTC approach, the immediate concern was absence of an enforcement mechanism. Much of the responsibility for gathering evidence and launching complaints was left to individual Canadians who typically lack the expertise to do so. Nearly two years later, my weekly technology law column (Toronto Star version, homepage version) posts an investigation into the system that reveals those concerns were well-founded.

Although the CRTC has not publicly disclosed details on net neutrality complaints and the resulting investigations, I recently filed an Access to Information request to learn more about what has been taking place behind the scenes. A review of hundreds of pages of documents discloses that virtually all major Canadian ISPs have been the target of complaints, but there have been few, if any, consequences arising from the complaints process. In fact, the CRTC has frequently dismissed complaints as being outside of the scope of the policy, lacking in evidence, or sided with Internet provider practices.
Rogers Communications has been the target of nearly half of all cases opened in response to net neutrality complaints. In recent months, there have been multiple complaints arising from bandwidth throttling of World of Warcraft, a popular multi-player online game. Rogers initially denied any wrongdoing, only to later acknowledge that there was a problem. The company promised to address the issue, though no consequences arose and it was not forced to publicly disclose the issue.

In November 2010, Bell Canada was hit with a complaint over throttling download speeds from Hotfile.com, an online locker service that lets users store and access music and other files from any computer. Bell admitted its deep-packet inspection technology was mistakenly treating downloads from the site as peer-to-peer activity and slowing connection speeds. Bell promised a fix, but only after asserting that it was compliant with the guidelines.

There has been only one complaint that led to a clear change in provider policy. In January 2010, ExaTEL, an Ontario-based Internet phone company, filed a complaint against Barrett Xplore, a satellite Internet provider. ExaTEL alleged that Barrett Xplore was degrading Internet telephony traffic, creating an unfair advantage for its own phone service.

The CRTC ruled that there was no undue preference, but that the throttling of time sensitive traffic violated its guidelines. Faced with the prospect of changing its practices or seeking special approval from the CRTC, Barrett Xplore changed its throttling approach to ensure that Internet telephony was unaffected.

Barrett Xplore was also the source of the longest running complaint as the company took months to respond to CRTC requests to improve its disclosure practices. Only after the Commission threatened to launch a public proceeding into the matter did Barrett Xplore respond.

On occasion, the CRTC is itself the source of the problem.

In March 2010, a complaint was filed against Cogeco, a cable provider with a traffic shaping policy that continuously limited bandwidth for peer-to-peer applications on a 24/7 basis. Given the CRTC’s requirement that traffic management limits be linked to actual network congestion, the Cogeco policy raised red flags.  Even so, the CRTC demanded that the complainant provide more evidence before it would investigate.

In a December 2009 complaint against Bell over throttling access to the MediaMonkey.com website, the CRTC dismissed the complaint on the grounds the site did not appear in Bell’s list of affected sites.

Yet even when the CRTC pursues a complaint, there is little actual investigation. Most activity is limited to exchanging correspondence or prodding Internet providers to respond. This typically leads to revised disclosures, rather than real changes.

After more than 30 investigations in nearly two years, it is clear improvements are needed. At a minimum, the CRTC should be publishing all public complaints and resolutions so that the issues obtain a public airing. Moreover, the system needs penalties for violations as well as pro-active audits to ensure Internet providers are compliant with their obligations. Without change, the CRTC’s net neutrality rules offer little protection for Canadian Internet users.

The CRTC provided a response in advance of the publication of this column, noting that it is looking at ways to make complaint information public:

Our policy was praised for being fair and practical: allowing users to have as much freedom to explore the Internet while giving the ISP the flexibility to manage their networks to ensure that their customers receive an acceptable level of service.

As to the issue of making the complaints and relevant correspondence public, we are looking at ways to be more transparent while respecting the privacy rights of the complainants.
Under the current legislation, the Commission has limited tools to enforce its rules.

New tools, such as AMPs (administrative monetary penalties) allow the Commission to be more effective in its enforcement activities, as we have demonstrated in the case of DNCL (the Do Not Call List) and the significant penalties that were recently imposed.

Below is a full list of all complaints and resolutions obtained via Access to Information from the CRTC. It is complete as of early June 2011. Links are provided to original CRTC letters and responses from the parties.

ISP, Date, CRTC File Number
Complaint
Resolution
Shaw
June 2011
CRTC #538009
Intercepting failed domain name requests and redirecting to company pages
Ongoing
Rogers
May 2011
CRTC #534293

Degrading Skype, Net2Phone
Ongoing
Videotron
May 2011
CRTC #528197
Calculation of bandwidth usage. Monthly usage not charged fairly.
Denied. No regulation of retail services. Referred to CCTS.
Bell Canada, TekSavvy
May 2011
CRTC #526400

Throttling applications even when no network congestion.
Denied. Burden on the complainant to provide evidence. No evidence provided of specific apps or length of time affected.
Rogers
May 2011
CRTC #529619
Throttling of peer-to-peer applications.
Denied. Rogers discloses this practice.
Shaw
May 2011
CRTC #533015
Inability to see monthly Internet usage
Shaw deactivated feature when it dropped usage based billing.
Rogers
April 2011
CRTC #517209
Throttling of World of Warcraft online game. Leads to regular disconnection.
Admits problem and promises to fix.
Rogers
April 2011
CRTC #530230
Throttling of World of Warcraft online game. Leads to regular disconnection. Admits problem and promises to fix.
Rogers
March 2011
CRTC #522253

Throttling of World of Warcraft online game. Leads to regular disconnection. Admits problem and promises to fix.
Rogers
March 2011
CRTC #517209
Throttling of World of Warcraft online game. Leads to regular disconnection. Admits problem and promises to fix.  “Problem is not due to a Rogers' policy but rather due to a software problem which we will fix as soon as possible”
Rogers
March 2011
CRTC #529411

Advertising of Speed Boost inconsistent with World of Warcraft throttling.
Denied. Marketing outside of policy. No evidence of violation provided.
Telus
March 2011
CRTC #527577
General throttling concerns.
Telus works with customer to address speed problems.
Bell
March 2011
CRTC #529146
Limiting HTTP upload rates and limiting upload on port 55145.
Unknown
Rogers
February 2011
CRTC #505052

Disclosure of throttling practices inadequate as effect of upload throttling not fully discussed
Agrees to amend disclosure page
Rogers
February 2011
CRTC #511366
Disclosure of throttling practices inadequate as effect of upload throttling not fully discussed Agrees to amend disclosure page
Rogers
February 2011
CRTC #510987
Disclosure of throttling practices inadequate as effect of upload throttling not fully discussed Agrees to amend disclosure page
Rogers
February 2011
CRTC #503207
Disclosure of throttling practices inadequate as effect of upload throttling not fully discussed Agrees to amend disclosure page
Rogers
February 2011
CRTC #514192
Throttling renders service useless.
Denied. Company provides disclosure and no evidence of non-compliant policies.
Rogers
February 2011
CRTC #513298
Throttling of World of Warcraft online game. Leads to regular disconnection. Denied. Rogers says throttling practices have no effect on online gaming (later reverse)
Barrett Xplore
February 2011
CRTC #512810

Traffic management dramatic effect on services.
Denied. No evidence of violation.
Uniserve
January 2011
CRTC #510718
Traffic shaping hurts some applications. Flash video very slow.
Agrees to amend disclosure page.
Rogers
December 2010
CRTC #505777
Rogers customer service providing conflicting information about throttling practices
Acknowledges incorrect information provided by one representative.
Bell
November 2010
CRTC #504432

Throttling speeds for downloads from hotfile.com
Admits error. Deep packet inspection technology mistakenly treating downloads as peer-to-peer traffic.  Promises to fix, but denies any violation of CRTC rules.
Telco Quadro Communications
October 2010
CRTC #502906

Change in traffic management practices.
Denied. Practices ruled consistent with net neutrality guidelines.
Wind Mobile
September 2010
CRTC #494833

Port blocking restricts some uses and not properly disclosed.
CRTC says disclosure inadequate. Agrees to amend disclosure page.
Wind Mobile
August 2010
CRTC #496185

Speed slowed after 5 GB of usage on all Internet traffic. Lack of disclosure on Fair Use Policy.
CRTC says slowing usage of any time sensitive traffic would be a violation of ITMP rules or require CRTC approval. Says disclosure inadequate.
Rogers
August 2010
CRTC #496562

Claim throttling speeds on xBox usage
Rogers denies the claim.
Bruce Street Technologies
July 2010
CRTC #496016


Throttling traffic without disclosure.
Admits throttling for brief period without disclosure. Subsequently dropped throttling practices.
Rogers
July 2010
CRTC #494836
Problems with SIP (session initiation protocol) on Port 5060. Admits problem but argues it is not a traffic management issue.
Bell
July 2010
CRTC #496316

Traffic management policy overbroad
Denied.
Barrett Xplore
June 2010
CRTC #494139
Bad service with slow speeds
Outside the scope of ITMP policy.
Cogeco
March 2010
CRTC #482415

Traffic management policy involves throttling 24/7
Denied. CRTC asks complainant for more evidence of policy and harm.
Rogers
March 2010
CRTC #486625

Throttling affecting corporate VPN connection
Rogers policy says it does not affect VPN. Contact Rogers. If unsatisfied and you have evidence of rule violation, provide evidence for further consideration.
Barrett Xplore
January 2010
8646-C12-2008154000

ExaTEL complains Barrett Xplore throttling renders Internet telephony unusable, creating an unfair advantage for its own voice telephone service. Traffic management policies not fully disclosed.
CRTC rules not an undue preference since Barrett Xplore runs voice traffic on a separate circuit. Further rules that throttling violates rules for degrating time sensitive traffic and requires change to policy or application for CRTC approval. Barrett Xplore changes traffic management approach. CRTC also rules that dislosure insufficient. Barrett Xplore non-responsive until May 2011, when CRTC threatens to take the issue to a public proceeding.
Bell
December 2009
CRTC #475593

Bell throttling access to MediaMonkey.com
Denied. CRTC says Bell's disclosure page does not reference site, so problem may lie with the site itself.
Shaw
December 2009
CRTC #475351
Blocking Skype users from accessing BC numbers.
Require Shaw account information before proceeding.